According to the report for the Association of Certified Fraud Examiners (ACFE), that fraud and abuse cost business in the US up to USD $6 billion annually. No matter in USA or in the regions of Asia Pacific, such cases are common occurances. The topic of “Anti-Corporate Fraud” is no more a new topic for most of large-scale. Many of the management team think if the corporate can do internal control, that will stop the fraud happened. This is the most popular misconception.

This time, Wisdom Rock Consultancy appreciates to invite the managing director of ICEF Group, Mr. Stanley Chia to deliever us a seminar in which he will rectify our conception about the Anti-Corporate Fraud and share the knowledge about how to do the anti-corporate fraud effectly.

根据注册舞弊审核师协会（ACFE）报道：在美国，企业每年因欺诈和滥用资源所产生的额外资本高达60亿美金。而这样的情况，无论是在美国还是亚洲地区都是屡见不鲜的。“企业反舞弊”对于很多大规模的企业来说早已经不是一个新话题，很多管理层认为只要公司的内部控制做的好就可以杜绝企业舞弊的发生。这显然是对企业舞弊的一个错误的认识

此次慧岩咨询非常荣幸邀请到亚太地区知名的反欺诈咨询公司的董事总经理Stanley Chai先生为大家纠正对企业反舞弊的认识，同时结合其承办过的真实案例为大家分享如何才能有效地控制企业舞弊的行为。

Course Objective 课程目标:

l  Understanding the distinction between Internal Audit, Risk Management & Compliance functions

l  Recognize the limitations of Internal Controls

l  Introduction to Investigative Auditing & Internal Control

l  Detecting Systemic Weakness: The Auditor’s Fraud Responsibilities

l  The Realities of Fraud & Internal Controls

l  Understand some of the Fraudulent Financial Statement Scheme

l  Internal Controls & the Effect of Bribery & Corruption

ü  区别内部控制，风险管理和审计对反企业舞弊的功能和作用

ü  认识常见企业内部控制的局限性

ü  介绍如何正确有效地做好企业的内部控制和调查审计

ü  贪腐的原罪和内部控制

ü  CFE经典案例分享

ü  如何做到正确的内部控制才能有效的应对受贿和贪腐

ü  如何有效应对企业资源的滥用行为

ü  CFE数据分析原理

Who should attend? 谁该来参加？

l  Chief Procurement Officer /Procurement Director

l  Procurement Manager

l  Strategic Sourcing Director /Manager

l  Purchasing Director /Manager

l  General Counsel / Chief Legal Officer / In-house Counsel

l  Chief Compliance Officers / Compliance Managers

l  Internal Audit

l  Financial Director / Manager | Finance Controller

l  Investigation Officer / Manager

l  Chief Security Officer / Security Manager

l  Risk Management Officer / Manager

l  Chief Information Officers / Heads of IT

l  Certified Fraud Examiners and other anti-fraud specialists

l  Independent Auditor

l  Forensic Accountant

l  Lawyers

l  Detectives and Private Investigators

ü  首席采购官/采购总监

ü  采购经理

ü  战略采购总监/经理

ü  采购总监/经理

ü  总顾问/首席法律顾问/内部顾问

ü  首席合规官/合规经理

ü  内部审计人员

ü  财务总监/经理

ü  调查主管/经理

ü  安保总监/副经理

ü  风险管理总监/经理

ü  首席信息官/IT总监

ü  注册舞弊审核师和其他反欺诈专家

ü  独立审计师

ü  法务会计

ü  律师

ü  侦探和私家侦探

8:30 Registration 签到

9:00 Topic One: THE REALITIES OF FRAUD AND INTERNAL CONTROLS

     议题一：企业贪腐的原则以及如何通过有效的内部控制应对企业舞弊

1.     Motive, rationalism and opportunity for fraud

贪腐行为的动机和实施贪腐行为的机会

2.     How to identify and spot different fraud schemes

如何识别不同的贪腐行为

3.     The legal elements of fraud

贪腐行为的法律元素

4.     Identifying and understanding the characters of fraudsters

识别和了解贪腐者的特性

10:15 Topic Two: INTERNAL CONTROLS AND THE EFFECT OF

BRIBERY AND CORRUPTION

      议题二：内部控制以及贪腐行为对企业所造成的影响

1.     Understanding collusion, bribery, illegal gratuities, conflicts of interest, breach of fiduciary duty, economic extortion

企业舞弊中贪腐者的勾结，非法送礼，利益冲突和违反诚信原则和勒索等问题

2.     Methods of making and concealing illegal payments and detecting corruption schemes

了解贪腐者如何隐瞒公司进行非法转账的手段以及如何识别贪腐行为

13:00 Topic Three: MISAPPROPRIATION OF ASSETS

      议题三：企业资源的滥用（资产侵吞）

1.     Misappropriation of assets is the theft or misuse of assets and accounts for 80% of all occupational fraud

滥用公司资源，盗用企业资产（金钱和非金钱）

2.     Understand theft of cash and popular ways that fraudsters usually use to commit this crime

了解行骗者经常犯罪的盗窃现金以及常用的方法

15:30 Topic Four:SKIMMING, CASH LARCENY, AND OTHER ASSETS

      议题四：财务盗窃和其他资产侵占

1.     Skimming from the cash accounts and receivables

从企业账户和应收账款中盗取钱款

2.     Misuse of fixed assets

固定资产滥用

3.     Inventory Schemes

制定财产清单

16:00 Topic Five: FICTITIOUS DISBURSEMENTS

      议题五：虚拟支出

1.     Understanding fictitious disbursement schemes

了解贪腐者善用的虚拟支出方案

2.     Intermediate payee schemes:

如何通过第三方支付平台付款

- intercepted checks 拦截检查

- kickbacks佣金

- employee-owned businesses员工自己经营公司

- friend/relative schemes亲朋好友所经营的公司

Speaker Profile:

Mr. Stanley Chia

l  Group Managing Director & Chief Fraud Examiner, ICFE Group of Companies

l  Certified Fraud Examiner (CFE) with the Association of Certified Fraud Examiners (ACFE)

l  Certified Member (CAMS) with Association of Certified Anti-Money Laundering Specialists (ACAMS)

l  Member, Association of Certified Financial Crime Specialists (ACFCS)

l  Fellow Member (FCSI) and Honorary Executive Chairperson of the Board of Governors of CSI World Headquarters

l  Member of GRC Group. New York

l  Member of Australasian Compliance Institute

l  International Crime Prevention Specialist (ICPS) with International Crime Prevention Practitioner, Inc (ICPP)

l  Associate Member, International Compliance Association

l  Associate Member, Singapore Institute of Directors

l  PSMB Certified Trainer (Malaysia Human Resource Development Fund)

In the complexity of the fraud examination profession, Stanley is notably recognised as a highly successful man by any measure. A man of boundless curiosity, endowed with valuable insights and a lively sense of humour. In a three short years, he transformed the ICFE Group of Companies into a think-tank group that has offices in Singapore, Malaysia and Hong Kong. Today, the ICFE Group provides multi-consultancy solutions to companies world-wide.

His one consuming passion is in fraud investigation. With singularity of heart he is thoroughly convinced he can accomplish something constructive and meaningful for organisations that require fraud examiners to mitigate fraudulent practices. As the Group Managing Director & Chief Fraud Examiner, Stanley's spirit of inquiry and devotion to fraud examination has laid the foundations for the ICFE Group. Stanley specialises in investigative interviewing & profiling techniques and has handled numerous cases for both local and foreign financial institutions. His professional experience, helmed through his time in large institutions like AIA Insurance, Singapore Exchange and United Overseas Bank, extends across anti-money laundering, compliance, enforcement and fraud investigation work, solving cases which involved millions of USD.

 更多详情，请联系：Chris Lin | Tel: 86-21-6142 1635*8002 | Mob: 86-136 3652 7143 | Email: chris.lin@wisdomrockcorp.com